/sec/filings/form-d

POST /api/sec/filings/form-d

Price: 1 credit

Get a SEC EDGAR Form D (exempt offering) filing by accession number or document URL

How to use it

Retrieve a parsed SEC Form D (Regulation D exempt offering) filing by accession number (e.g. 0002149444-26-000001) or by the primary_doc.xml document URL returned from a Form D search. Returns issuer identity and address, industry and investment-fund type, offering amounts (total offering, sold, remaining; uncapped offerings are flagged indefinite), first-sale date, minimum investment, investor counts, and the list of related persons with their roles.

Parameters

• access-token string required

Request body

• timeout integer — Max scrapping execution timeout (in seconds) (default: 300; min: 20; max: 1500)
• filing string required — SEC Form D filing identifier: either an accession number (e.g. 0002149444-26-000001) or the primary_doc.xml document URL from a Form D search result (examples: "0002149444-26-000001", "https://www.sec.gov/Archives/edgar/data/2149444/000214944426000001/primary_doc.xml"; minLength: 1)

Response

• @type string (default: "SECFormDFiling")
• accession_number string required
• document_url string required
• form_type string required
• is_amendment boolean nullable
• cik string required
• entity_name string required
• issuer_entity_type string nullable
• jurisdiction_of_inc string nullable
• year_of_inc integer nullable
• issuer_street string nullable
• issuer_city string nullable
• issuer_state string nullable
• issuer_zip string nullable
• issuer_phone string nullable
• industry_group_type string nullable
• investment_fund_type string nullable
• is_40_act boolean nullable
• revenue_range string nullable
• net_asset_value_range string nullable
• federal_exemptions array (default: [])
• securities_offered array (default: [])
• minimum_investment_accepted number nullable
• total_offering_amount number nullable
• is_offering_amount_indefinite boolean (default: false)
• total_amount_sold number nullable
• total_remaining number nullable
• date_of_first_sale string nullable
• is_first_sale_yet_to_occur boolean (default: false)
• has_non_accredited_investors boolean nullable
• total_number_already_invested integer nullable
• related_persons array (default: [])
  • @type string (default: "SECFormDRelatedPerson")
  • name string required
  • relationships array (default: [])
  • relationship_note string nullable
  • street string nullable
  • city string nullable
  • state string nullable
  • zip_code string nullable

Errors

• 422 — The request body did not validate Check the fields against this schema. A URN with the wrong prefix is the most common cause.
• 408 — The request ran past its time limit Raise `timeout` in the request body, up to the maximum this endpoint documents. Lowering `count` or turning off the `with_*` flags also helps, because less work finishes sooner.
• 412 — Form D filing not found for the given accession number or URL. Retrying will not help: either the entity does not exist, or the input points at a different one.
• 429 — Too many requests: a rate limit or a usage window is exhausted When the response carries an X-Retry-After header, wait that many seconds and retry: the same number is in the body as `detail.retry_after`, and the limit clears once that window passes. The message in the body names the limit that was hit.
• 500 — Something broke on our side Retrying will not help. If it keeps happening, send us the X-Request-ID from the response headers.
• 529 — Rate limit reached, or the endpoint is overloaded Wait at least 30 seconds, then retry.

Response headers

• X-Error — Error message text (present only on error)
• X-Request-ID — Unique request identifier
• X-Execution-Time — Execution time in seconds
• X-Result-Count — How many records the body carries. 0 means an empty result, which is a normal answer and not by itself an error. A non-zero count can come back together with X-Error when the failure happened partway through — read this header and X-Error independently.
• X-Total-Available-Results — How many records exist for this query, when the endpoint can say. On a `dry_run` request this is the answer and the body is empty. It saturates: the endpoint's documented maximum means 'at least that many', any smaller number is exact.
• X-Warning — Present when the request body carried keys this endpoint does not document. They were ignored, so any filter you meant to apply through them did not apply. Check the spelling against this schema and retry.
• X-Retry-After — Seconds to wait before retrying. Present only on 429.